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Short selling
Results: 2054

#	Item
731	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSE[removed]April 7, 2011 Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-04-08 14:45:39 United States Securities and Exchange Commission Finance Financial regulation 73rd United States Congress Short selling Securities Exchange Act U.S. Securities and Exchange Commission New York Stock Exchange Securities and Exchange Commission United States securities law Business Financial economics
732	Complaint: Securities and Exchange Commission, Plaintiff, vs. Anthony Mellone, Tri-Star Holdings, Inc., Alex Parsinia, Zcom Networks, Inc., Larry Wilcox, and The UC Hub Group, Defendants Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-10-07 14:34:21 Stock market Financial regulation Short selling Short Stock Securities and Exchange Commission Securities Act Financial economics Economics Finance
733	Microsoft Word - fossellastatement[removed]doc Add to Reading List Source URL: democrats.financialservices.house.gov Language: English - Date: 2007-02-11 23:00:00 Financial system Capital market Vito Fossella Securities and Exchange Commission Naked short selling Financial markets Financial economics Finance
734	Comments on SR-NASD[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-03-17 15:18:48 Business Financial system Finance Short selling United States Securities and Exchange Commission Securities Exchange Act Financial Industry Regulatory Authority Self-regulatory organization Security United States securities law Financial regulation Financial economics
735	Microsoft Word - Bob McCooey Testimony - The Investor First.doc Add to Reading List Source URL: democrats.financialservices.house.gov Language: English - Date: 2007-02-11 23:00:00 Finance Stock market Economy of the United States New York Stock Exchange Short selling NYSE Arca Short Order Algorithmic trading Financial economics Financial markets Investment
736	The convenience of the Internet — for staying in touch with old friends, The Honorable Connie Lawson Indiana Secretary of State Add to Reading List Source URL: in.gov Language: English - Date: 2014-10-24 17:28:22 Business Securities Investing online U.S. Securities and Exchange Commission Short Securities fraud Madoff investment scandal Selling away Financial economics Finance Investment
737	Complaint: Securities and Exchange Commission, Plaintiff, vs. Scott R. Sand and Ingen, Defendants Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-10-07 14:38:09 Financial economics Financial system Finance Financial regulation Short selling Securities Act Short Securities and Exchange Commission SEC Rule 10b-5 United States securities law 73rd United States Congress United States Securities and Exchange Commission
738	Complaint: Securities and Exchange Commission, Plaintiff, vs. Jeffrey Galpern, Defendants Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-10-07 14:35:35 Stock market Finance 73rd United States Congress United States Securities and Exchange Commission Short selling Securities Act Short Securities Exchange Act U.S. Securities and Exchange Commission United States securities law Financial economics Investment
739	Model Custodial Agreement for Use with Collateral Pools Add to Reading List Source URL: osc.state.ny.us Language: English - Date: 2014-11-19 10:52:15 Financial markets Short selling Security Stock market Repurchase agreement Federal Reserve System Short Collateral management Financial economics Finance Investment
740	June 23, 2009 The Honorable Mary L. Schapiro Chairman Securities and Exchange Commission 100 F Street NE, 10th Floor Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-06-29 11:36:32 Finance Financial system Naked short selling U.S. Securities and Exchange Commission Short Mary Schapiro Overstock.com Uptick rule Life Partners Financial regulation Short selling Business

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